[DRAFT]
CMC REGULATION AND COMPLIANCE CONFERENCE 2016
AGENDA

Monday September 19th

5:30PM Welcome Reception
Del Campo
777 I St NW, Washington, DC 20001

Tuesday September 20th

Conference hosted at Covington & Burling
850 Tenth Street NW, Washington, DC 20001

9:00AM Opening Remarks
CMC President, Gregg Doud

9:30AM CFTC Chief of Staff Panel
Clark Ogilvie, Chief of Staff, Chairman Massad
Jason Goggins, Chief of Staff, Commissioner Giancarlo
Jason Gizzarelli, Chief of Staff, Commissioner Bowen

10:45AM Break

11:00AM Outside Counsel Round-Up
• Review of Enforcement Trends
• Current Regulatory Issues
• CFTC Happenings
• Your Questions

David McIndoe, Sutherland Asbill & Brennan
Greg Mocek, Cadwalder, Wickersham & Taft
Steve Humenik, Covington & Burling
Gary DeWaal, Katten Muchin Rosenman
Kevin Batteh, CMC General Counsel (Moderator)

12:30PM Lunch

Vince McGonagle, CFTC Director of the Division of Market Oversight
Speech and Q&A

1:30PM Building a Compliance Program

Brian Lewis, Group Compliance Director, Gunvor, SA

2:30PM Member Planning Session

3:00PM Exchange Surveillance
Tom LaSala, CME
Erik Haas, ICE
John Pickford, NASDAQ Futures

3:45PM Break

4:00PM Surveillance Solutions: Presentations
SMARTS
Eventus
First Derivatives
Neurensic

5:00PM Vendor Showcase
Visit with vendors one on one

5:30PM Closing Reception